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INVESTMENT MARKETING

DR. PETERS INVEST GMBH

CUSTOMER MANAGEMENT

EFFICIENT AND INVESTOR-ORIENTED

Dr. Peters Invest GmbH was established in October 2019. As the new marketing organisation within Dr. Peters Group, it assumed all responsibilities from Dr. Peters Asset Invest GmbH & Co. KG.

Under the notice of authorisation dated 20 August 2020, Dr. Peters Invest GmbH is permitted to provide investment broking (section 1 (1a) sentence 2 no. 1 of the German Banking Act (Kreditwesengesetz)), investment advice (section 1 (1a) sentence 2 no. 1a of the German Banking Act) and placement business (section 1 (1a) sentence 2 no. 1c of the German Banking Act). Dr. Peters Invest GmbH commenced trading as a financial services institution as of 1 September 2020.

We attach great importance to addressing customers’ concerns and complaints quickly and efficiently. To this end, we have established a central point of contact for investors.

Complaints Department

Investment marketing::
Dr. Peters Invest GmbH
Authorised under section 32 (1) sentence 1 of the German Banking Act

Registered office: Dortmund, Stockholmer Allee 53

Established: 2019

Registry court: Amtsgericht Dortmund

Company registration number: HRB 31295

VAT registration number: DE326636468

Managing Directors: Vanessa Meinker, Sven Mückenheim

Competent supervisory authority: BaFin (Federal Financial Supervisory Authority), Bonn or Frankfurt office; Deutsche Bundesbank, North Rhine-Westphalia regional office

The status information on Dr. Peters Invest GmbH is available HERE.

REMUNERATION POLICIES

DR. PETERS INVEST GMBH REMUNERATION POLICIES

The requirements for remuneration policies applicable within Dr. Peters Invest GmbH, in conformity with the requirements for an institution within the meaning of the German Banking Act, were established at European Union level by Article 92 et seq. of Directive 2013/36/EU (CRD IV) and Regulation (EU) No 575/2013 (the CRR).

At national level, the requirements of CRD IV have been transposed into German law by the Remuneration Ordinance for Institutions (Institutsvergütungsverordnung) and the German Banking Act (Kreditwesengesetz).

Dr. Peters Invest GmbH does not currently meet the criteria for a significant institution within the meaning of the Remuneration Ordinance for Institutions.

The remuneration policies of Dr. Peters Invest GmbH are designed to achieve the aims laid down in the institution’s business and risk strategies (section 4 of the Remuneration Ordinance for Institutions). They do not provide incentives to assume risks that are inconsistent with the risk profile, the articles of association or the organisational guidelines of the institution within the meaning of the German Banking Act. The remuneration policies are geared to the business model as well as to long-term performance and avoid false incentives for employees who make risk assumption decisions.

Dr. Peters Invest GmbH discloses commissions, using them to improve the quality of the financial services and to ensure the proper functioning of its operations.

Variable remuneration is only paid to managing directors and to identified risk takers within the meaning of section 18 of the Remuneration Ordinance for Institutions if it is ensured that no negative incentives are created and that there is adequate capitalisation within the meaning of section 4 of the Ordinance. As a matter of policy, bonus payments are only made if they incentivise customer gains/benefits and the application of a consistent risk strategy in organisational and operational processes as key corporate objectives. The nature and amount of bonus payments are determined on the basis of the advancement of corporate objectives and documented in a performance appraisal.

INFORMATION ON INDUCEMENTS AND CONFLICTS OF INTEREST

In the provision of investment services or ancillary investment services, Dr. Peters receives remuneration and inducements from third parties where permissible under the provisions of the Securities Trading Act (Wertpapierhandelsgesetz). Irrespective of whether they comprise cash or non-cash benefits, we ensure that these do not conflict with our customers’ interests and that they are used to maintain or further improve the quality of the services we provide.

For any institution providing customers with both marketing and investment services, it is not always possible to rule out that conflicts of interest will arise. In accordance with the provisions of the Securities Trading Act, we therefore point to the following information regarding our extensive precautions for dealing with such conflicts of interest.

INFORMATION ON INDUCEMENTS.

WE LOOK FORWARD TO HEARING FROM YOU

Sven Mückenheim

Managing Director, Marketing

Sven Mückenheim trained in banking before beginning his career at Dresdner Bank, where he subsequently moved to B2B marketing for eight years at what was then a market-leading, publicly listed bank. Prior to joining Dr. Peters, he was Head of Marketing and Prokurist at CH2 Contorhaus Hansestadt Hamburg. Sven Mückenheim has over 25 years’ experience in marketing.

E-Mail: sven.mueckenheim@dr-peters.de
Phone: +49 231 557173-207

Vanessa Meinker

Managing Director, Marketing

Vanessa Meinker is a lawyer and Managing Director of Dr. Peters Invest GmbH with responsibility for risk management, compliance, anti-money laundering on the back office side. In this capacity, she ensures among other things that the company meets its legal and regulatory responsibilities and supports the team based on her many years of experience in alternative investment funds, securities and other investment structures, including new business.

E-Mail: vanessa.meinker@dr-peters.de
Phone: +49 231 557173-222

Mandy Fett

Marketing Director, Retail Customers

Mandy Fett trained in banking and has over seven years’ experience in the financial services sector. Before joining Dr. Peters Group, she served retail customers as an investment advisor at a Volksbank branch and worked as a mortgage lending consultant at a major brokerage. In her capacity as Marketing Director, Mandy Fett will be pleased to assist you with her wide-ranging experience in securities and lending.

E-Mail: mandy.fett@dr-peters.de
Phone: +49 231 557173-222

Carolin Lukas

Marketing Director, Retail Customers

Carolin Lukas trained in banking and has over 13 years’ experience in retail customer service. Before joining the digital crowdfunding platform Zinsbaustein in 2019 to expand the customer service function as Senior Customer Manager, she served and advised high-net-worth clients at two private banks in Berlin. Since 2021, Carolin Lukas has served at Dr. Peters Group as Marketing Director and as point of contact for retail customers in all matters surrounding crowd investing and property investments.

E-Mail: carolin.lukas@dr-peters.de
Phone: +49 231 557173-222

Kirsten Schüngel

Marketing Director, Retail Customers

Kirsten Schüngel holds a degree in finance and leasing and serves high-net-worth retail customers and family offices as Marketing Director. With decades of experience in B2B and B2C marketing of financial products, she also has in-depth expertise in product management on the alternative investments side.

E-Mail: kirsten.schuengel@dr-peters.de
Phone: +49 231 557173-222

Sandra Müller

Vertriebskoordination

Sandra Müller ist gelernte Bankkauffrau und als Vertriebskoordinatorin für die Anbindung und Betreuung von Vertriebspartnern zuständig. Durch ihre Tätigkeit im Private Banking und im B2B-Vertrieb bei verschiedenen Emissionshäusern bringt sie jahrelange Erfahrung im Sachwertbereich mit.

E-Mail: sandra.mueller@dr-peters.de
Phone: +49 (0)231 557173-222